Internal Audit & Compliance

Enhancing and protecting value

Hauser Jones & Sas offers a variety of independent regulatory compliance services. Our staff have extensive knowledge and regulatory experience. We provide innovative solutions for banks and credit unions faced with regulatory and environmental challenges to help keep you compliant. It is our internal audit mission to enhance and protect your organization’s value by providing risk-based and objective assurance, advice, and insight.

Internal audit outsourcing provides an independent, objective assurance and consulting activity designed to add value and improve your operations. It helps management and the board of directors (or supervisory committee of a credit union) accomplish their objectives by bringing a systematic, disciplined approach to evaluate and improve the effectiveness of risk management, internal control, and governance processes.

Should you consider outsourcing?
Many companies rely on internal audit outsource “partnering” arrangements to achieve their goals on managing risk. This is often done to balance scarce resources, meet time-sensitive goals or address complex or large systems critical to the organization. Whether done internally or outsourced, internal audits are most effective when performed by competent professionals in conformance with the Standards for the Professional Practice of Internal Auditing as promulgated by the IIA.

Both large and small organizations may need to take advantage of outsourcing alternatives. Common reasons include: temporary staff shortages, specialty skill needs, coverage of remote business locations, special project work, and supplemental staff to meet tight deadlines. Also, small organizations may find it necessary to explore outsourcing due to budget constraints and the inability to hire permanent or full time internal auditors with adequate qualifications.

Outsourcing alternatives range from total (where 100% comes from external sources, usually on an ongoing basis), partial, co-sourcing, or subcontracting for a specific engagement. And, yes, we serve our clients in all these capacities.

Our knowledgeable team of dependable experts specializes by industry and can help with all your internal audit and compliance needs.

Choose the category that best fits your need to learn more about how we can serve you:

Submit a Request for Proposal (RFP)

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